From 31/01/2023 to 28/04/2023 |
Consultation Paper on the review of the methodology included in the Guidelines on stress test scenarios under the MMF Regulation |
Fund Management |
SEE RESPONSES |
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Summary |
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:
- respond to the question stated;
- indicate the specific question to which the comment relates;
- contain a clear…
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Documents |
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From 19/01/2023 to 31/03/2023 |
Consultation Paper - Manual on post-trade transparency |
Trading |
SEE RESPONSES |
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Summary |
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:
- respond to the question stated;
- indicate the specific question to which the comment relates;
- contain a clear…
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Documents |
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From 28/11/2022 to 09/03/2023 |
Consultation on authorisation and registration of benchmark administrators |
Benchmarks |
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Summary |
ESMA is seeking stakeholder views on proposed changes to the RTS on authorisation and registration. The objective is to safeguard equal treatment between EU and non-EU Benchmarks administrators by aligning the information requested in applications from EU administrators with the information… |
Documents |
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From 18/11/2022 to 20/02/2023 |
Consultation on Guidelines on funds’ names using ESG or sustainability-related terms |
Fund Management, Sustainable finance |
SEE RESPONSES |
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Summary |
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex II. Comments are most helpful if they:
- respond…
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Documents |
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From 17/11/2022 to 17/02/2023 |
Consultation on Review of the technical standards under Article 34 of MiFID II |
Investor protection |
SEE RESPONSES |
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Summary |
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1.
The main amendments proposed add the… |
Documents |
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From 15/11/2022 to 16/01/2023 |
ESAs Call for Evidence on greenwashing |
Joint Committee, Sustainable finance |
SEE RESPONSES |
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Summary |
Responding to this Call for Evidence
The Call for Evidence (CfE) seeks input on potential greenwashing practices in the whole EU financial sector, including banking, insurance and financial markets, and which may be relevant to various segments of the… |
Documents |
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From 11/10/2022 to 28/11/2022 |
Call for Evidence on the implementation of the Shareholders Rights Directive 2 |
Prospectus |
SEE RESPONSES |
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Summary |
ESMA invites comments on all matters in this paper and in particular on the specific questions therein presented. Comments are most helpful if they:
- respond to the question stated;
- indicate the specific question to which the comment relates;
- contain a…
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Documents |
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From 26/09/2022 to 16/12/2022 |
Consultation Paper on Market Outages |
Trading |
SEE RESPONSES |
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Summary |
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:
- respond to the question stated;
- indicate the specific question to which the comment relates;
- contain a clear…
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Documents |
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From 22/09/2022 to 01/12/2022 |
Consultation Paper on Draft RTS on Business Reorganisation Plans (Articles 37(4) and 38(4) of CCPRRR) |
CCP |
SEE RESPONSES |
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Summary |
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:
- respond to the question stated;
- indicate the specific question to which the comment relates;
- contain a clear…
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Documents |
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From 29/07/2022 to 30/09/2022 |
Call for Evidence on pre-hedging |
Market Abuse, Market Integrity |
SEE RESPONSES |
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Summary |
ESMA is consulting on a Call for Evidence on pre-hedging. The aim is to promote discussion among stakeholders and gather further evidence on the practice of pre-hedging that could help ESMA to develop appropriate guidance.
The Call for Evidence illustrates the arguments in favour and… |
Documents |
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From 11/07/2022 to 09/09/2022 |
Consultation on Guidelines on standard forms, formats and templates to apply for permission to operate a DLT market infrastructure |
Digital Finance and Innovation, Trading |
SEE RESPONSES |
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Summary |
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:
- respond to the question stated;
- indicate the specific question to which the comment relates;
- contain a clear…
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Documents |
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From 11/07/2022 to 30/09/2022 |
Consultation Paper on the clearing and derivative trading obligations in view of the 2022 status of the benchmark transition |
Post Trading |
SEE RESPONSES |
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Summary |
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:
- respond to the question stated;
- indicate the specific question to which the comment relates;
- contain a clear… |
Documents |
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From 11/07/2022 to 09/09/2022 |
Consultation Paper - Amendment of Article 19 of CSDR RTS on Settlement Discipline |
Post Trading |
SEE RESPONSES |
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Summary |
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:
- respond to the question stated;
- indicate the specific question to which the comment relates;
- contain a clear…
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Documents |
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From 08/07/2022 to 07/10/2022 |
Consultation on Review of the Guidelines on MiFID II product governance requirements |
Investor protection |
SEE RESPONSES |
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Summary |
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex I. Comments are most helpful if they:
1. respond to the question stated;
2. indicate the specific question to which the comment relates;
3. contain a… |
Documents |
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From 08/07/2022 to 09/09/2022 |
Consultation on Review of the RTS on the form and content of an application for recognition under the Benchmarks Regulation |
Benchmarks |
SEE RESPONSES |
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Summary |
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:
1. respond to the question stated;
2. indicate the specific question to which the comment relates;
3. contain a… |
Documents |
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From 19/05/2022 to 01/08/2022 |
Consultation on Guidelines Template Summary Resolution Plans Article 12(7)(a) |
CCP |
SEE RESPONSES |
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Summary |
ESMA will consider all comments received by 1 August 2022.
All contributions should be submitted online at www.esma.europa.eu
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Documents |
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From 19/05/2022 to 01/08/2022 |
Consultation on Art 79 CCPRRR Cooperation Arrangements |
CCP |
SEE RESPONSES |
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Summary |
ESMA will consider all comments received by 1 August 2022.
All contributions should be submitted online at www.esma.europa.eu
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Documents |
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From 19/05/2022 to 01/08/2022 |
Consultation on Guidelines Resolvability -Annex Section C Article 15(5) CCPRRR |
CCP |
SEE RESPONSES |
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Summary |
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex IV. Comments are most helpful if they:
▪ respond to the question stated;
▪ indicate the specific question to which the comment relates;
▪…
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Documents |
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From 19/05/2022 to 01/08/2022 |
Consultation on Guidelines on Template written agreement for resolution colleges |
CCP |
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Summary |
ESMA will consider all comments received by 1 August 2022.
All contributions should be submitted online at www.esma.europa.eu under the heading ‘Your
input - Consultations’.
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Documents |
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From 17/05/2022 to 09/09/2022 |
Consultation on notifications for cross-border marketing and management of AIFs and UCITS |
Fund Management |
SEE RESPONSES |
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Summary |
Directive 2009/65/EC (the UCITS Directive) and Directive 2011/61/EU (the AIFMD) empower ESMA to develop implementing technical standards (ITS) and regulatory technical standards (RTS) to specify the information to be provided, as well as the content and format of notification letters to be… |
Documents |
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