CONSULTATIONS

499 ALL CONSULTATIONS

Date Sort ascending Title Section Respond Info
From 31/01/2023 to 28/04/2023 Consultation Paper on the review of the methodology included in the Guidelines on stress test scenarios under the MMF Regulation Fund Management SEE RESPONSES
Summary

ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:

  • respond to the question stated;
  • indicate the specific question to which the comment relates;
  • contain a clear…
Documents
From 19/01/2023 to 31/03/2023 Consultation Paper - Manual on post-trade transparency Trading SEE RESPONSES
Summary

ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:

  1. respond to the question stated;
  2. indicate the specific question to which the comment relates;
  3. contain a clear…
Documents
From 28/11/2022 to 09/03/2023 Consultation on authorisation and registration of benchmark administrators Benchmarks
Summary

ESMA is seeking stakeholder views on proposed changes to the RTS on authorisation and registration. The objective is to safeguard equal treatment between EU and non-EU Benchmarks administrators by aligning the information requested in applications from EU administrators with the information…

Documents
From 18/11/2022 to 20/02/2023 Consultation on Guidelines on funds’ names using ESG or sustainability-related terms Fund Management, Sustainable finance SEE RESPONSES
Summary

ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex II. Comments are most helpful if they:

  1. respond…
Documents
From 17/11/2022 to 17/02/2023 Consultation on Review of the technical standards under Article 34 of MiFID II Investor protection SEE RESPONSES
Summary

ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1.

The main amendments proposed add the…

Documents
From 15/11/2022 to 16/01/2023 ESAs Call for Evidence on greenwashing Joint Committee, Sustainable finance SEE RESPONSES
Summary

Responding to this Call for Evidence



The Call for Evidence (CfE) seeks input on potential greenwashing practices in the whole EU financial sector, including banking, insurance and financial markets, and which may be relevant to various segments of the…

Documents
From 11/10/2022 to 28/11/2022 Call for Evidence on the implementation of the Shareholders Rights Directive 2 Prospectus SEE RESPONSES
Summary

ESMA invites comments on all matters in this paper and in particular on the specific questions therein presented. Comments are most helpful if they: 

  1. respond to the question stated;
  2. indicate the specific question to which the comment relates;
  3. contain a…
Documents
From 26/09/2022 to 16/12/2022 Consultation Paper on Market Outages Trading SEE RESPONSES
Summary

ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:

  1. respond to the question stated;
  2. indicate the specific question to which the comment relates;
  3. contain a clear…
Documents
From 22/09/2022 to 01/12/2022 Consultation Paper on Draft RTS on Business Reorganisation Plans (Articles 37(4) and 38(4) of CCPRRR) CCP SEE RESPONSES
Summary

ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:

  1. respond to the question stated;
  2. indicate the specific question to which the comment relates;
  3. contain a clear…
Documents
From 29/07/2022 to 30/09/2022 Call for Evidence on pre-hedging Market Abuse, Market Integrity SEE RESPONSES
Summary

ESMA is consulting on a Call for Evidence on pre-hedging. The aim is to promote discussion among stakeholders and gather further evidence on the practice of pre-hedging that could help ESMA to develop appropriate guidance.

The Call for Evidence illustrates the arguments in favour and…

Documents
From 11/07/2022 to 09/09/2022 Consultation on Guidelines on standard forms, formats and templates to apply for permission to operate a DLT market infrastructure Digital Finance and Innovation, Trading SEE RESPONSES
Summary

ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:

  • respond to the question stated;
  • indicate the specific question to which the comment relates;
  • contain a clear…
Documents
From 11/07/2022 to 30/09/2022 Consultation Paper on the clearing and derivative trading obligations in view of the 2022 status of the benchmark transition Post Trading SEE RESPONSES
Summary

ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:

- respond to the question stated;

- indicate the specific question to which the comment relates;

- contain a clear…

Documents
From 11/07/2022 to 09/09/2022 Consultation Paper - Amendment of Article 19 of CSDR RTS on Settlement Discipline Post Trading SEE RESPONSES
Summary

ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:

  1. respond to the question stated;
  2. indicate the specific question to which the comment relates;
  3. contain a clear…
Documents
From 08/07/2022 to 07/10/2022 Consultation on Review of the Guidelines on MiFID II product governance requirements Investor protection SEE RESPONSES
Summary

ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex I. Comments are most helpful if they:

1. respond to the question stated;

2. indicate the specific question to which the comment relates;

3. contain a…

Documents
From 08/07/2022 to 09/09/2022 Consultation on Review of the RTS on the form and content of an application for recognition under the Benchmarks Regulation Benchmarks SEE RESPONSES
Summary

ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:

1. respond to the question stated;

2. indicate the specific question to which the comment relates;

3. contain a…

Documents
From 19/05/2022 to 01/08/2022 Consultation on Guidelines Template Summary Resolution Plans Article 12(7)(a) CCP SEE RESPONSES
Summary

ESMA will consider all comments received by 1 August 2022.

All contributions should be submitted online at www.esma.europa.eu

Documents
From 19/05/2022 to 01/08/2022 Consultation on Art 79 CCPRRR Cooperation Arrangements CCP SEE RESPONSES
Summary



ESMA will consider all comments received by 1 August 2022.

All contributions should be submitted online at www.esma.europa.eu

Documents
From 19/05/2022 to 01/08/2022 Consultation on Guidelines Resolvability -Annex Section C Article 15(5) CCPRRR CCP SEE RESPONSES
Summary

ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex IV. Comments are most helpful if they:



▪ respond to the question stated;

▪ indicate the specific question to which the comment relates;

▪…

Documents
From 19/05/2022 to 01/08/2022 Consultation on Guidelines on Template written agreement for resolution colleges CCP
Summary



ESMA will consider all comments received by 1 August 2022.

All contributions should be submitted online at www.esma.europa.eu under the heading ‘Your

input - Consultations’.

Documents
From 17/05/2022 to 09/09/2022 Consultation on notifications for cross-border marketing and management of AIFs and UCITS Fund Management SEE RESPONSES
Summary

Directive 2009/65/EC (the UCITS Directive) and Directive 2011/61/EU (the AIFMD) empower ESMA to develop implementing technical standards (ITS) and regulatory technical standards (RTS) to specify the information to be provided, as well as the content and format of notification letters to be…

Documents